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eBook details

Title: Nationally Recognized Statistical Rating Organizations (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
Author : The Law Library
Release Date : January 22, 2018
Genre: Law,Books,Professional & Technical,
Pages : * pages
Size : 1701 KB

Description

The Law Library presents the complete text of the Nationally Recognized Statistical Rating Organizations (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) and to enhance oversight, the Securities and Exchange Commission (“Commission”) is: adopting amendments to existing rules and new rules that apply to credit rating agencies registered with the Commission as nationally recognized statistical rating organizations (“NRSROs”); adopting a new rule and form that apply to providers of third-party due diligence services for asset-backed securities; and adopting amendments to existing rules and a new rule that implement a requirement added by the Dodd-Frank Act that issuers and underwriters of asset-backed securities make publicly available the findings and conclusions of any third-party due diligence report obtained by the issuer or underwriter. The Commission also is adopting certain technical amendments to existing rules.

This ebook contains:
- The complete text of the Nationally Recognized Statistical Rating Organizations (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure